Search Result

961 - 980 of 1131 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

REC 3.23 Default

As Published: 2011

REC 3.23 Default

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose