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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

MCOB 13.2 Purpose

As Published: 2006

MCOB 13.2 Purpose

MCOB 12.6 Business loans

As Published: 2004

MCOB 12.6 Business loans

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

DISP 1.7 Complaints forwarding rules

As Published: 2005

DISP 1.7 Complaints forwarding rules

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose