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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

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FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

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