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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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PERG 4.8 Administering a regulated mortgage contract

SUP 6.5 Ending authorisation

SYSC 1.4 Application of SYSC 11 to SYSC 21

COBS 4.2 Fair, clear and not misleading communications

COBS 4.11 Record keeping: financial promotion

PERG 8.10 Types of financial promotion

PERG 4.3 Regulated activities related to mortgages

PERG 6.3 Background

PERG 1.1 Application and purpose

PERG 16.2 What types of funds and businesses are caught?

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 7.6 Applications for a certificate

PERG 2.5 Investments and activities: general

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 5.15 Illustrative tables

COBS 18.11 Authorised professional firms

ICOBS 2.2 Communications to clients and financial promotions

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 14.8 Financial promotions