Search Result

761 - 780 of 894 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules