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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)