Search Result

641 - 660 of 1090 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS