Search Result

561 - 580 of 1173 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus