Search Result

501 - 520 of 899 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives