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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

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MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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