Search Result

401 - 420 of 1035 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations