Search Result

401 - 420 of 1121 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?