Search Result

381 - 400 of 1068 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general