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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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PERG 2.11

As Published: 2007

PERG 2.11

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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