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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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