Search Result

281 - 300 of 951 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

APER 1.1A Application

As Published: 2013

APER 1.1A Application

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations