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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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