Search Result

281 - 300 of 1135 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients