Search Result

241 - 260 of 972 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product