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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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