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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

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