Search Result

181 - 200 of 1157 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.2 General

As Published: 2011

PERG 13.2 General

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries