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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

…

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

…

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

…

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

…

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

…

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

…

DISP 1.7 Complaints forwarding rules

As Published: 2005

DISP 1.7 Complaints forwarding rules

…

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

…

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

…

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

…

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

…

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

…

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

…

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

…

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…

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