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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

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MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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