Search Result

741 - 760 of 1219 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions