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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance