Search Result

641 - 660 of 1149 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

…

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

…

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

…

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

…

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

…

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

…

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

…

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

…

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

…

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

…

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

…

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

…

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

…

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

…