Search Result

601 - 620 of 1050 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions