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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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