Search Result

521 - 540 of 1087 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company