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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

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COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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