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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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Similar To

COLL 7.6 Schemes of arrangement

COBS 4.1 Application

COLL 2.1 Authorised fund applications

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

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SYSC 13.5 Risk management terms

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

APER 3.1 Introduction

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 3.4 Auditors' qualifications

PERG 8.2 Introduction

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DEPP 2.3 Decision notices and second supervisory notices

SUP 5.2 The appropriate regulator’s power

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading