Search Result

441 - 460 of 808 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies