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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.1A Application

As Published: 2013

COND 1.1A Application

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction