Search Result

381 - 400 of 522 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules