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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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Similar To

ICOBS 8.4 Employers’ Liability Insurance

RCB 2.3 Determination of registration

LR 5.6 Reverse takeovers

SYSC 10.1 Application

PERG 5.11 Other aspects of exclusions

PERG 6.7 Examples

PERG 2.6 Specified investments: a broad outline

CREDS 2.2 General provisions

MCOB 5.6 Content of illustrations

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 5.3 Contracts of insurance

FEES 6.7 Payment of levies

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading