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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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