Search Result

281 - 300 of 631 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies