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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

DISP App 3.6 Determining the effect of a breach or failing

As Published: 2010

DISP App 3.6 Determining the effect of a breach or failing

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose