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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation