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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies