Search Result

161 - 180 of 1138 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data