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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

…

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

…

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

…

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

…

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

…

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

…

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

…

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

…

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