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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative