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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service