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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

…

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

…

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

…

APER 1.1A Application

As Published: 2013

APER 1.1A Application

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

TC App 5.1

As Published: 2010

TC App 5.1

…

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

…

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements

…

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

…

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

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