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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance