Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

…

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

…

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

…

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 6.2 Filing information and use of language

MCOB 5.1 Application

MCOB 9.3 Pre-application disclosure

PERG 13.7 The territorial application of MiFID

GEN 4.1 Application

LR 9.6 Notifications

SUP 10A.7 FCA required functions

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

TC App 6.1 Accredited bodies

SUP 15.9 Notifications by members of financial conglomerates

REC 3.14A Operation of a regulated market or MTF

SUP 10A.12 Procedures relating to FCA-approved persons

GEN 5.1 Application and purpose

BIPRU 12.3 Liquidity risk management

SUP App 2.15 Run-off plans for closed with-profits funds

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 4.6 The section 296 power to give directions

REC 3.1 Application and purpose

FEES 6.3 The FSCS's power to impose levies

REC 4.2A Publication of information by UK RIEs and RAPs