Search Result

341 - 360 of 1031 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

COND 1.1A Application

As Published: 2013

COND 1.1A Application

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings