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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COBS 11.6 Use of dealing commission

RCB 3.5 Other notifications

DISP 1.1 Purpose and application

MAR 5.7 Pre-trade transparency requirements for shares

PERG 9.1 Application and Purpose

REC 6.3 Recognition requirements

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 8.3 Financial promotion

LR 4.2 Contents and format of listing particulars

PRIN 1.1 Application and purpose

BIPRU 11.2 Basis of disclosures

DISP 1.10 Complaints reporting rules

SUP 17.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

BIPRU 12.6 Simplified ILAS

PERG 5.2 Introduction

SUP 8.9 Decision making

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

TC 2.1 Assessing and maintaining competence